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Location & Phone
80 Bowery
Room 603
New York NY 10013

Toll Free: 800-272-7862
Phone: 212-964-6504
Fax: Please call us.
E-Mail: service@colonialsecurities.com

Business Continuity Plan Disclosure: BCP Summary
 
Established since 1971
Colonial Securities, Inc., a full service discount brokerage, has been in the business for over 40 years. We build our business on customer service and reliabilty. We strive to execute our customer orders as quickly as possible while obtaining the best possible execution. We are committed to excellence in our industry. Providing excellent execution will save our clients money in the long run.


ACCOUNT PROTECTION

Colonial Securities, Inc. is a member of the Financial Industry Regulatory Authority (FINRA). Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. In addition, we have supplemental insurance coverage through a policy provided by a group of underwriting syndicates at Lloyd's of London. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $200 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. Note: Neither SIPC protection nor Lloyd's of London insurance protects against a loss in the market value of securities.


TYPES OF SECURITIES PROTECTED

- Notes, stocks, bonds, and certificates of deposit (CDs)
- Money market funds organized as mutual funds
- Publicly registered investment contracts or certificates of participation or interest in profit sharing agreements or oil, gas, or mineral royalties/leases
- Warrants or rights to purchase, sell, or subscribe to the aforementioned securities
- Cash balances (up to $250,000) maintained in an account for the purpose of purchasing securities

SIPC and Excess SIPC coverage does not apply to unregistered investment contracts or any interest in gold, silver, or other commodities, commodity contracts, or commodity options.

ACCOUNT PROTECTION DOES NOT INCLUDE LOSSES FROM THE RISE AND FALL IN THE MARKET VALUATION OF A CLIENT'S INVESTMENTS.

The Securities Investor Protection Corporation (SIPC) is a non-profit organization established by Congress to insure client accounts against the failure of member brokerage firms.


Emergency Disaster Recovery Site: SBD Recovery Site

Link to Financial Industry Regulatory Authority (FINRA)
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